Understanding FINRA Expungement What is FINRA Expungement? FINRA, the Financial Industry Regulatory Authority, oversees brokerage firms and exchange markets in the U.S. One of its mandates includes maintaining accurate records
Understanding FINRA Expungement What is FINRA Expungement? FINRA, the Financial Industry Regulatory Authority, oversees brokerage firms and exchange markets in the U.S. One of its mandates includes maintaining accurate records